Jobs
>
Nairobi

    Regulatory Affairs Manager at - Nairobi, Kenya - EABX Securities Exchange

    EABX Securities Exchange
    EABX Securities Exchange Nairobi, Kenya

    1 week ago

    Default job background
    Full time
    Description

    EABX Plc is a regional market organiser established to consolidate the fixed income and money markets in a transparent, responsible and transformative way.

    EABX Plc is a strategic financial market infrastructure organisation that is positioned to provide market integration through seamless flow of executions from pre-trade to post-trade

    Summary

    Reporting to the Chief Legal and Regulatory Affairs Officer (CLRO), this role will ensure that the organization operates within its legal framework and complies with all relevant regulations.

    The role will work with the CLRO to ensure market participants operate within the set rules of the Exchange in accordance with the Exchange's Self-Regulatory Organization (SRO) mandate.

    The Regulatory Affairs Manager role will also conduct daily and real time market surveillance with a view to maintaining a fair, efficient and transparent market.

    Roles and duties

    Develop, implement, and review legal policies and procedures to ensure that they are in accordance with the existing legislation;
    Monitor compliance with legal and statutory requirements of the organisation as well as market participants as per SRO requirements;
    Conduct regular compliance reviews and audits to identify areas of noncompliance and implement corrective actions as needed;
    Prepare and submit regulatory reports to relevant authorities in a timely and accurate manner;
    Carry out real time surveillance of market activity and provide an early warning alert on market irregularities detected;
    Examine transactions showing irregular movements based on day-to-day surveillance of market movements and information obtained from various sources including public and undisclosed information affecting securities;
    Identify exceptions to usual patterns of dealing and recommend further investigations against market participants suspected of contravening market rules and regulations;
    Prepare a daily surveillance report outlining the day's trading activity and any actual or suspected breaches of market rules and regulations;
    Assist the CLRO with conducting necessary investigations related to potential and actual breaches; and

    Undertake analysis of financial statements and other material submitted to EABX by its members to ensure ongoing compliance with exchange rules.

    Minimum Qualifications and Key Competencies

    Bachelor's degree in commerce, business management, law, or a related field;
    Minimum five (5) years relevant work experience in the capital markets;
    Possession of professional qualifications such as CPA, CISI, CFA or FA;
    Proven experience in regulatory affairs or compliance within the financial services industry;
    In-depth knowledge of relevant regulatory frameworks, including securities laws, exchange rules, and market regulations;
    Attention to detail and strong organisational skills in all aspects of work;
    Sound judgment and integrity, with a commitment to upholding ethical standards;
    Good communication and interpersonal skills, with the ability to effectively engage with internal and external stakeholders;
    Strong analytical skills to analyse complex data and derive meaningful insights; and
    Strong work ethic consistently delivering high-quality results and meeting deadlines with dedication and diligence.

    Note:

    This job description is intended to convey information essential to understanding the scope of the position and is not an exhaustive list of skills, efforts, duties, responsibilities, or working conditions associated with it.

    Responsibilities may change over time to accommodate the evolving needs of the organisation.
  • Standard Bank Group

    Senior Manager, External Affairs, Reputation and Communications

    1 day ago

    Standard Bank Group Nairobi, Kenya Full time

    ABOUT THE COMPANY · Standard Bank Group is a financial institution that offers banking and financial services to individuals, businesses, institutions and corporations in Africa and abroad. · JOB SUMMARY · Minimum QualificationsType of Qualification: First DegreeField of Study: S ...

  • Institute of Economic Affairs (IEA Kenya)

    Monitoring & Evaluation Specialist at

    1 week ago

    Institute of Economic Affairs (IEA Kenya) Nairobi, Kenya Full time

    The Institute of Economic Affairs (IEA Kenya) is a think-tank that provides a platform for informed discussions in order to influence public policy in Kenya. · Responsibilities · The Monitoring & Evaluation Specialist isResponsible for overseeing all aspects of Monitoring, Evalua ...

  • Institute of Economic Affairs (IEA Kenya)

    Monitoring & Evaluation Specialist at

    1 week ago

    Institute of Economic Affairs (IEA Kenya) Nairobi, Kenya Full time

    The Institute of Economic Affairs (IEA Kenya) is a think-tank that provides a platform for informed discussions in order to influence public policy in Kenya. · Responsibilities: · Responsible for overseeing all aspects of Monitoring, Evaluation, Reporting, Learning and Adapting ( ...

  • Great Lakes University of Kisumu

    Re-advertisement - Dean of Students at

    2 days ago

    Great Lakes University of Kisumu Nairobi, Kenya Full time

    The idea of establishing the Great Lakes University of Kisumu originated in the Tropical Institute of Community Health and Development (TICH) in Africa, which spearheaded the application for authority to operate as a university · Key Responsibilities · Support in the development ...

  • Gap Recruitment Services Limited

    Senior Consular Affairs Officer at

    1 day ago

    Gap Recruitment Services Limited Nairobi, Kenya Full time

    Gap Recruitment Services Limited is a leading recruitment firm in Kenya where International and local companies find just the right fit talent. · Summary · The Head of Mission has overall responsibility for the work of the Embassy, whilst the Deputy Head of Mission is also head o ...

  • Institute of Economic Affairs (IEA Kenya)

    Deputy Chief of Party at

    5 days ago

    Institute of Economic Affairs (IEA Kenya) Nairobi, Kenya Full time

    The Institute of Economic Affairs (IEA Kenya) is a think-tank that provides a platform for informed discussions in order to influence public policy in Kenya. · The duties and responsibilities shall be: – · The Deputy Chief of Party (DCOP) is responsible for assisting the COP with ...

  • Kenya Wine Agencies Limited (KWAL)

    Sustainability Manager at

    18 hours ago

    Kenya Wine Agencies Limited (KWAL) Nairobi, Kenya Full time

    Kenya Wine Agencies Limited (KWAL) is the leading manufacturer and distributor of wines and spirits in Kenya , Eastern and Central Africa region. · Qualification : · BACHELOR OF BUSINESS,BACHELOR OF ENGINEERING · Responsibilities · The job holder is responsible for driving KWAL & ...

  • Institute of Economic Affairs (IEA Kenya)

    The Deputy Chief of Party

    1 week ago

    Institute of Economic Affairs (IEA Kenya) Nairobi, Kenya Full time

    The Institute of Economic Affairs (IEA Kenya) is a think-tank that provides a platform for informed discussions in order to influence public policy in Kenya. · Summary · The Deputy Chief of Party (DCOP) is responsible for assisting the COP with regards to program leadership, stra ...

  • Nestle

    CCPA Graduate Intern

    1 day ago

    Nestle Nairobi, Kenya Full time

    Nestlé Kenya Limited was established in 1967 and is wholly owned by the Nestlé Group.Nestlé Kenya plays a strategic role as part of the Nestlé Equatorial African Region. The Nairobi factory supplies products tothe local market, in addition to exporting to some EAC, COMESA and Eur ...

  • Stratostaff

    Team Coordinator, Public Affairs and Communications at

    1 week ago

    Stratostaff Nairobi, Kenya Full time

    At Stratostaff we design, implement and manage workforce solutions for large, specialized or routine staff complements giving you the opportunity to focus on your core business. · Profile Introduction · Our client one of the INGO seeks to bring on board a Team coordinator who wi ...

  • Kenya Trade Network Agency

    Attaché- Legal Affairs Department

    6 days ago

    Kenya Trade Network Agency Nairobi, Kenya Full time

    ABOUT THE COMPANY · Kenya Trade Network Agency (KenTrade) is a State Corporation under the National Treasury established in in January 2011 to establish, implement and manage the National Electronic Single Window System (KenyaTradeNet System) and to facilitate trade. Kenya TradeN ...

  • Novartis

    Head Medical SM&P at

    1 week ago

    Novartis Nairobi, Kenya Full time

    Novartis provides healthcare solutions that improve and extend people's lives. We use science-based innovation to address some of society's most challenging healthcare issues. We discover and develop breakthrough treatments and find new ways to deliver them to as many people as p ...

  • Kiambu County Government

    Municipal Manager at

    1 day ago

    Kiambu County Government Nairobi, Kenya Full time

    Kiambu County is one of the 47 counties in the Republic of Kenya. It is located in the central region and covers a total area of 2,543.5 Km2 with 476.3 Km2under forest cover according to the 2009 Kenya Population and Housing Census. Kiambu County borders. · DUTIES AND RESPONSIBIL ...

  • Corporate Staffing

    Facilities Management Assistant – Real Estate at

    1 week ago

    Corporate Staffing Nairobi, Kenya Full time

    Corporate Staffing Services is a leading recruitment agency in Kenya providing complete recruitment services. In the last ten years we have been partners to local and foreign businesses looking to hire Kenyan professionals. We have recruited for diverse clients in different secto ...

  • Johnson & Johnson

    Medical Affairs Director Global Health Equity at

    18 hours ago

    Johnson & Johnson Nairobi, Kenya Full time

    At Johnson & Johnson, we believe good health is the foundation of vibrant lives, thriving communities and forward progress. That's why for more than 130 years, we have aimed to keep people well at every age and every stage of life. · Summary · The Medical Affairs Director is acco ...

  • United Nations Office for the Coordination of Humanitarian Affairs

    Humanitarian Affairs Officer

    5 days ago

    United Nations Office for the Coordination of Humanitarian Affairs Nairobi, Kenya Full time

    This section provides an overview of OCHAs mandate, its leadership and how it is funded. It also includes a detailed section on OCHAs flagship and thematic publications, and on the Agenda for Humanity - a plan put forward by the UN Secretary-General calling on global leaders to s ...

  • The United Nations Office for the Coordination of Humanitarian Affairs (UNOCHA)

    Senior Humanitarian Affairs Officer

    3 days ago

    The United Nations Office for the Coordination of Humanitarian Affairs (UNOCHA) Nairobi, Kenya Full time

    ABOUT THE COMPANY · The United Nations Office for the Coordination of Humanitarian Affairs (UNOCHA) is the part of the United Nations Secretariat responsible for bringing together humanitarian actors to ensure a coherent response to emergencies. OCHA also ensures there is a frame ...

  • Kenya Wine Agencies Limited (KWAL)

    CARA Director at

    1 week ago

    Kenya Wine Agencies Limited (KWAL) Nairobi, Kenya Full time

    Kenya Wine Agencies Limited (KWAL) is the leading manufacturer and distributor of wines and spirits in Kenya , Eastern and Central Africa region. · About Job · The job holder will be responsible for developing, driving, and managing corporate and regulatory affairs, and sustainab ...

  • Alliance for a Green Revolution in Africa (AGRA)

    Lead – Corporate Affairs at

    1 week ago

    Alliance for a Green Revolution in Africa (AGRA) Nairobi, Kenya Full time

    AGRA is an alliance led by Africans with roots in farming communities across the continent. We understand that African farmers need uniquely African solutions designed to meet their specific environmental and agricultural needs so they can sustainably boost production and gain ac ...

  • United Nations Office for the Coordination of Humanitarian Affairs

    Associae Humanitarian Affairs Officer, P2 at

    4 days ago

    United Nations Office for the Coordination of Humanitarian Affairs Nairobi, Kenya Full time

    This section provides an overview of OCHAs mandate, its leadership and how it is funded. It also includes a detailed section on OCHAs flagship and thematic publications, and on the Agenda for Humanity - a plan put forward by the UN Secretary-General calling on global leaders to s ...