Lorrain Stacy

I am a dedicated compliance and regulatory specialist with a passion for ensuring organizations operate within legal frameworks and meet industry standards. With a strong background in the technology sector, I bring valuable expertise in setting internal controls, due diligence, security compliance, regulatory compliance, and KYC verification.
Beyond my professional journey, I hold a Bachelor of Laws (LL.B.) from the University of Nairobi and have completed the Advocates Training Program at the Kenya School of Law. I am also an avid sports enthusiast and have actively participated in soccer and swimming, which reflect my discipline, teamwork, and commitment to achieving goals. 
 

Compliance and Regulatory Specialist

Smile Identity ·Nov 2022 - May 2023 · 

In my role as a Compliance and Regulatory Specialist at Smile Identity, a technology company focused on digital identity verification, I was responsible for ensuring compliance with industry regulations and maintaining a strong commitment to security and data privacy. I played a key role in developing and implementing compliance policies, implementing internal controls, conducting internal audits, developing security reports, and conducting due diligence processes. By closely monitoring regulatory changes and industry best practices, I helped the company adapt to evolving compliance requirements and maintain a competitive edge. Through my work, I contributed to building trust with clients, fostering a culture of compliance within the organization, and ensuring Smile Identity's solutions met the highest standards of security and regulatory compliance.

Compliance Manager

Appruve · May 2020 - Nov 2022 · 

As a Compliance Lead at Appruve, a leading digital identity verification company, I was entrusted with overseeing the company's compliance programs and ensuring adherence to regulatory frameworks. I actively managed various compliance initiatives, including enterprise risk management, due diligence processes, security compliance, and Know Your Customer (KYC) verification. By implementing comprehensive compliance policies and procedures, I helped the organization mitigate risks, safeguard customer data, and maintain compliance with local and international regulations. I collaborated closely with cross-functional teams to drive compliance initiatives, enhance operational efficiency, and support the company's growth objectives. Through my efforts, I contributed to Appruve's compliance culture and compliance partner in the fintech industry.

KC Compliance Mentorship Programme

Driven and results-oriented professional with a strong foundation in compliance and risk management, equipped with a robust skill set honed through the prestigious KC Compliance Mentorship Programme. Adept at navigating complex regulatory landscapes, I excel in overseeing compliance frameworks, risk assessments, monitoring, and reporting processes. My proficiency in audit procedures and third-party risk management further strengthens my ability to mitigate potential risks and ensure organizational integrity.