George Mubachia

A detail-oriented AML/KYC specialist with experience gained from working with reputable multi-national
financial institutions. In-depth knowledge of government and international sanctions, regulations, and
compliance policies. A qualified expert at CDD, adverse news, and PEP screening. Meticulous and initiative thinking with thorough analytic and investigative skills.

Euro Exim Bank Limited - Trade Finance Specialist

To introduce and promote the Company’s financial products to potential customers in the Territory;

To develop new and profitable trade finance channels in varied industries, & segments in the Territory;

To support the sale of the Products;

To arrange a good deal and close transactions between confirmed customers and the Company specifically Trade finance Marketing (issuing letters of credit, factoring, export credit, insurance, SBLC, etc.;

Equity Bank Kenya Limited - AML Manager

Conduct investigation on suspicious transactions.

Prepare high-quality suspicious transaction reports to the authorities concerned.

Perform AML risk review / Assessments.

Establish and review the Bank's AML / sanctions-related policies and procedures.

Provide professional advice on AML-related issues for business units.

Coordinate and conduct AML/CTF training for all the relevant stakeholders in the bank.

Handle ad hoc projects as assigned

Standard Chartered Bank Kenya Limited - Quality Assurance Manager

Lead the team of Quality Assurance (QA) Officers, ensuring the required number of checks are completed, reviewing work carried out by the QA officers, and identifying training and development opportunities needs. 

Develop a robust Quality Assurance Plan to ensure that all relevant regulatory requirements and business controls are assessed and adherence is appropriately monitored. 

Track, monitor, and report on actions agreed upon from QA work, to ensure timely and effective completion by owners. 

Ensure that records of all QA checks are maintained in an accurate and timely manner.

Act as the escalation point for any QA checks that are challenged or appealed

Provide key stakeholders with regular reporting on QA activities undertaken, including key findings and recommendations as well as an overall assessment of the adherence to the regulatory control environment.

Identify any compliance, conduct, and operational risks, escalating appropriately and in a timely manner.

Develop and maintain an up-to-date knowledge of regulatory requirements related to the business's products and services.

Develop and maintain good knowledge and understanding of all relevant Groupwide and departmental policies and procedures relevant to the role, being compliant with these policies and procedures at all times.

Madison Group Kenya Limited - Investment Advisor

Prospect for new clients.

Maintain and deepen relations with existing clients.

Educate clients regarding the range of applicable investment options available to them.

Determine the risk tolerance of clients.

Develop personally tailored investment solutions for clients.

Follow through on the investment actions approved by clients.

Maintain proper documentation of investment actions taken on behalf of clients.

Maintain an up-to-date knowledge of investment products.

Equity Bank Kenya Limited - Relationship Officer

Assisting customers with processing transactions, such as deposits, withdrawals, or payments, resolving complaints or account discrepancies, and answering questions.

Informing customers about bank products and services.

Tracking, recording, reporting, and storing information related to transactions, bank supplies, and customers, ensuring all information is accurate and complete.

Maintaining and balancing cash drawers and reconciling discrepancies.

Packaging cash and rolling coins to be stored in drawers or the bank vault.

Keeping a clean, organized work area and a professional appearance.

Handling currency, transactions, and confidential information in a 

responsible manner.

Using software to track bank information and generate reports.

Following all bank financial and security regulations and procedures.

Tamarind Management Group Limited - Accounts Clerk

Provide accounting and clerical support to the accounting department.

Type accurately, prepare and maintain accounting documents and records.

Prepare bank deposits, general ledger postings, and statements.

Reconcile accounts in a timely manner.

Daily enter key data of financial transactions in the database.

Provide assistance and support to company personnel.

Research, track and restore accounting or documentation problems and discrepancies.

Inform management and compile reports/summaries on activity areas.

Function in accordance with established standards, procedures and applicable laws.

Constantly update job knowledge.

MBA - Finance

BSc. IBA - Finance

ACCPA

CFA Level 1